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Business Administrator - Compliance Officer Anti-Financial Crime (f/m/d)

Location
Frankfurt am Main, Hessen
Job Type
Permanent
Posted
20 Sep 2022
Your career at Deutsche Börse Group

Please note that the position is limited for two years.

Your area of work:
The Compliance Function works in close coordination with the individual business units and group control functions to ensure adherence to national and international laws and regulations applicable to various units of Deutsche Börse Group and its business activities. The Compliance Function has a proactive role in the identification of possible compliance or reputational risks, including those that may arise in connection with new activities and products. Compliance defines group-wide compliance policies, supports their consistent application across group entities, and also provides centralised services in areas including the prevention of money laundering and terrorist financing, international financial sanctions, anti-corruption, data protection, and the prevention of conflicts of interest and related securities law requirements. Members of the Compliance Function will not only gain experience with various compliance responsibilities, but also have exposure to a broad range of global financial activities.
The role will be part of the Compliance Function to ensure that the group acts with integrity in all areas of its business.


Your responsibilities:

Investigations:

  • Independently conduct investigations and be the Compliance expert in this area of activity. Assume the role of an Investigation Coordinator in case of complex matters including - where necessary - management of external service providers
  • Conduct and support internal investigations relating to compliance with applicable laws and regulations, particularly examining allegations of criminal activities and misconduct as well as potential breaches off internal policies and procedures deriving e.g. from Whistleblowing system or monitoring or controls
  • Further strengthen and continuously develop the Investigation framework including procedures, checklists in order to properly ensure compliance with all applicable legal and regulatory requirements
  • Work independently and collaboratively with other stakeholders, ensuring that necessary support is provided on time sensitive situations
  • Suggest sound decisions and document cases and decisions accurately. Follow up any findings and support mitigating measures to sustainably reduce risk exposure

Anti-Financial Crime:

  • Support the Anti-Financial Crime team in its day-to-day tasks and advisory function regarding Anti-Money-Laundering, Anti-Terrorist-Financing and Other Criminal Offences / Fraud specifically for the regulated Financial Services entities within Deutsche Börse Group
  • Work independently on related topics such as supporting the Compliance reporting requirements, close interaction with the business on arising issues, risk analysis and execution of controls
  • Take over other Compliance tasks, i.e. to ensure reasonable deputation or in order to support other Compliance staff

Your profile:

  • You have a university degree in economics or law or a relevant comparable qualification with at least 2 years of relevant practical experience within e.g. forensics, audit, compliance, of a financial services company
  • A vocational exam, as e.g. Certified Fraud Examiner (CFE) or the Certified Investigation Expert (CIE) would be beneficial
  • You have good knowledge of relevant European laws and regulations
  • You are proficient to professionally perform and document interviews / inquiries on sensitive topics
  • You are sensitive, but insistent when investigating with attention to detail and the ability to present complex and sensitive matters in a clear and comprehensive way
  • You possess organizational skills to ensure accurate and complete documentation of decision making
  • You have strong analytical skills with the ability to manage, examine and investigate large quantities of information / exhibits / data
  • You show strong individual initiative, high level commitment and motivation
  • You are proficient in written and spoken German and English

Dedication, team and communication skills, flexibility as well as competent handling of MS Office applications round out your profile.

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Details

  • Job Reference: 717209698-2
  • Date Posted: 20 September 2022
  • Recruiter: Deutsche Börse AG
  • Location: Frankfurt am Main, Hessen
  • Salary: On Application
  • Sector: Banking & Financial Services
  • Job Type: Permanent